SEC Charges Pennsylvania Investment Adviser Scott Mason With Misappropriating More Than $20 Million From Advisory Clients
January 18, 2025
January 18, 2025
WASHINGTON, Jan. 18 -- The Securities and Exchange Commission issued the following news release on Jan. 17, 2025:
The Securities and Exchange Commission today charged former Pennsylvania-based investment adviser Scott J. Mason, and his companies Rubicon Wealth Management LLC and Orchard Park Real Estate Holdings LLC, with misappropriating more than $20 million from at least 13 Rubicon advisory clients.
According to the SEC's complaint, from at least 2014 to 2024, M . . .
The Securities and Exchange Commission today charged former Pennsylvania-based investment adviser Scott J. Mason, and his companies Rubicon Wealth Management LLC and Orchard Park Real Estate Holdings LLC, with misappropriating more than $20 million from at least 13 Rubicon advisory clients.
According to the SEC's complaint, from at least 2014 to 2024, M . . .