SEC Charges Transfer Agent Equiniti Trust Co. With Failing to Protect Client Funds Against Cyber
August 21, 2024
August 21, 2024
WASHINGTON, Aug. 21 -- The Securities and Exchange Commission issued the following news release on Aug. 20, 2024:
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Equiniti, formerly known as American Stock Transfer & Trust Company, lost millions of dollars of client funds
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The Securities and Exchange Commission today announced settled charges against New York-based registered transfer agent Equiniti Trust Company LLC, formerly known as American Stock Transfer & Trust Compan . . .
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Equiniti, formerly known as American Stock Transfer & Trust Company, lost millions of dollars of client funds
* * *
The Securities and Exchange Commission today announced settled charges against New York-based registered transfer agent Equiniti Trust Company LLC, formerly known as American Stock Transfer & Trust Compan . . .