AG Jennings Takes Action Against Financial Adviser for Charging Unreasonable Fees
July 20, 2024
July 20, 2024
DOVER, Delaware, July 20 -- Delaware Attorney General Kathy Jennings issued the following news release on July 19, 2024:
Attorney General Kathy Jennings this week filed a complaint (https://attorneygeneral.delaware.gov/wp-content/uploads/sites/50/2024/07/Administrative-Complaint-1-7-18-2024.pdf) against former Delaware investment adviser Elbert C. Smalls and his investment advisory firm, known as Winyah Financial Services, LLC or Winyah Financial, LLC (formerly operating in Delaware . . .
Attorney General Kathy Jennings this week filed a complaint (https://attorneygeneral.delaware.gov/wp-content/uploads/sites/50/2024/07/Administrative-Complaint-1-7-18-2024.pdf) against former Delaware investment adviser Elbert C. Smalls and his investment advisory firm, known as Winyah Financial Services, LLC or Winyah Financial, LLC (formerly operating in Delaware . . .