SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program
July 02, 2024
July 02, 2024
WASHINGTON, July 2 -- The Securities and Exchange Commission issued the following news release on July 1, 2024:
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration (https://web.cvent.com/event/42b01ae5-40e1-454e-961b-97af5fa703d7/regProcessStep1?rt=HHbjZBDX3064kIpgFG_xOg) for both in-person and virtual attendance of their Compliance Outreach Program for m . . .
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration (https://web.cvent.com/event/42b01ae5-40e1-454e-961b-97af5fa703d7/regProcessStep1?rt=HHbjZBDX3064kIpgFG_xOg) for both in-person and virtual attendance of their Compliance Outreach Program for m . . .