NFA Orders London, United Kingdom Introducing Broker Sigma Broking Limited to Pay a $150,000 Fine
May 29, 2024
May 29, 2024
CHICAGO, Illinois, May 29 -- The National Futures Association issued the following news release:
NFA has ordered Sigma Broking Limited (Sigma Broking) to pay a $150,000 fine. Sigma Broking is an introducing broker Member of NFA located in London, United Kingdom.
The Decision, issued by an NFA Hearing Panel, is based on a Complaint issued by NFA's Business Conduct Committee and a settlement offer submitted by Sigma Broking, in which the firm neither admitted nor den . . .
NFA has ordered Sigma Broking Limited (Sigma Broking) to pay a $150,000 fine. Sigma Broking is an introducing broker Member of NFA located in London, United Kingdom.
The Decision, issued by an NFA Hearing Panel, is based on a Complaint issued by NFA's Business Conduct Committee and a settlement offer submitted by Sigma Broking, in which the firm neither admitted nor den . . .