Litigation: SEC Vs. Choice Advisors, Matthias O'Meara
April 24, 2024
April 24, 2024
WASHINGTON, April 24 -- The Securities and Exchange Commission issued the following litigation release (No. 3:21-cv-01669-JO-MSB; S.D. Cal. filed Sept. 23, 2021) involving Choice Advisors, LLC and Matthias O'Meara:
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Federal Court Grants SEC Summary Judgment Over Claims That Municipal Advisor Breached Fiduciary Duties Owed to Its School Clients and Entered into Prohibited Fee-Splitting Arrangement
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On April 15, 2024, the U.S. Dist . . .
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Federal Court Grants SEC Summary Judgment Over Claims That Municipal Advisor Breached Fiduciary Duties Owed to Its School Clients and Entered into Prohibited Fee-Splitting Arrangement
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On April 15, 2024, the U.S. Dist . . .