SEC Commissioner Peirce Issues Dissent on Wayzata Investment Partners
April 16, 2024
April 16, 2024
WASHINGTON, April 16 -- The Securities and Exchange Commission issued the following dissent on April 15, 2024, by Commissioner Hester M. Peirce on Wayzata Investment Partners LLC:
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The Commission instituted and settled an administrative proceeding under the investment adviser pay-to-play rule.[1] The facts here are similar to those of other pay-to-play cases: In April 2022, a covered associate of an investment adviser made a campaign contribution to a candidate for . . .
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The Commission instituted and settled an administrative proceeding under the investment adviser pay-to-play rule.[1] The facts here are similar to those of other pay-to-play cases: In April 2022, a covered associate of an investment adviser made a campaign contribution to a candidate for . . .